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New York Securities Litigation Law Firm



We are trusted advisors for litigation and regulatory enforcement matters. When disputes arise – in the enforcement, customer and employment context – we are skilled negotiators, using every available resource to protect our clients and minimize disruption to their business. When litigation is unavoidable, however, we are tenacious advocates with time-tested experience before state and federal courts and regulatory bodies, and in a broad range of arbitration and mediation settings.

Leveraging decades of collective experience in the financial services sector, our firm was established to help clients respond to this rapidly changing environment and highly complex marketplace.

Please click the links below to learn more about our law firm's practice areas:

Securities Litigation and Arbitration

Securities Industry Regulatory Defense

Broker-Dealer Advisory Services

Securities Industry Employment Litigation

Commercial Litigation



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